Employee Benefit Plan Audits

UW & Associates specializes in audits of Employee Benefit Plans (EBP). This specialty covers all types of EBP including defined contribution, defined benefit and health and welfare plans for single or multi-employers. UW & Associates have experience auditing EBP with assets held under a million dollars to multi-billion dollars. We understand the intricacies required by the regulators and ensure that your plan operates in accordance with those regulations. This expertise is invaluable to you, the plan sponsor, as it can be utilized to mitigate the risk of not operating accordingly. An EBP not operating accordingly can have significant ramifications to the plan sponsor due to the significant penalties and interest that can be levied by the regulators.

With UW & Associates, you get the EBP expertise your plan requires at a cost unmatched in the industry.


EBP Expertise:

  • 401(k) Plans
  • Employee Stock Ownership Plans
  • Profit Sharing Plans
  • Health and Welfare Plans 
  • Defined Benefit Plans 
  • 403(b) Plans 
  • Money Purchase Pension Plans

EBP Services:

  • Financial Statement Audits 
  • DOL Compliance Assistance 
  • Form 5500 Preparations
  • Plan Document Operational Compliance Reviews